Types of Evidence:

• Statements made by administration;
• Child’s statement;
• Perpetrator’s statement;
• Statement of witnesses;
• Facility reports, written policies and procedures, logs, medical reports, personnel records, school records or other facility records;
• Worker’s observation of the facility, physical setting, staff/resident interactions and resident/resident interactions.

Investigative Recording

Recording shall be completed in a summarized narrative style on the OHI-4.  It should be written in a clear, concise, easily understood manner and include, but not be limited to the following components:

• A chronological listing of who, when, where each subject and/or collateral was contacted and the content of the interviews;
• A brief description of all credible verbal and/or physical evidence provided to the worker during the investigation;
• A statement justifying the investigator’s investigative conclusion, i.e., preponderance of evidence, unsubstantiated-preventive services indicated, or unsubstantiated.

Interviewing the Child

When neither parent is the alleged abuser, and prior to interviewing the child, the OHI worker must notify one of the parents of a child who is the subject of the CA/N report.  When attempting to locate one of the child’s parents, the OHI worker shall attempt a minimum of three (3) contacts, using all available modes of contact.  If the alleged abuser is “unknown” the OHI worker is to use his/her professional judgment in deciding whether to contact the parent/guardian prior to interviewing the child.

In emergency situations, ensuring the safety of the child shall take precedence.  The OHI worker will need to use professional judgment to decide if an extensive search to contact the parents will put the child at risk.  In these situations, the OHI worker should proceed with the interview and contact the parents at his/her earliest opportunity.

CD/OHI staff may meet with a child on school property or child care facility property other than in a school or child care facility building where the abuse allegedly occurred.

When a parent wishes to be present during the interview pursuant to current policy, the OHI worker shall make arrangements with the parents to interview the child in their presence, in a desired location, such as their home.

Specific Procedures Pertaining to Type of OHI Provider

The following procedures will apply to Investigations conducted on various out of home care providers by the Out-of-Home Investigation Unit (OHI):

While OHI will conduct the investigation, the OHI worker may request local county assistance in emergency situations or in those instances, when the child needs to be viewed immediately (but there is no emergency) and the OHI investigator cannot see the child within a reasonable time.  Local staff are expected to support OHI investigators by providing courtesy child victim interviews, pursuant to current policy, when mandated victim contact time frames are an issue.

Residential Facility/Child Placing Agency

When child abuse/neglect is alleged to have occurred in a licensed child caring/child placing agency, OHI worker shall:

• Contact appropriate law enforcement agency in order to begin co-investigation.
  • If law enforcement official is available, arrange pre-interview conference to discuss complaint and plans for investigation.
  • If law enforcement official is not available or unable to conduct co-investigation, document and proceed with the investigation as required. Law enforcement official may join the investigation at any time during the process.
• Contact Residential Program Unit in Central Office and notify of report.
  • If licensing worker is available, arrange pre-interview conference to discuss complaint and plans for investigation.
  • If licensing worker is unable to assist in initial investigation, document and proceed with investigation as required.  The licensing worker will notify CSW, as soon as possible, in order to join the investigation process.
• Notify appropriate licensing agent if facility is licensed by another state agency.
• Notify administrator of the child caring/child placing agency of the report and that an investigation is being conducted.
• Notify CD office in county of jurisdiction, if the child is in CD care and custody, at time of the report and of results of investigation.
• Request CD office in county of jurisdiction of the child to notify their Juvenile Court of report-if child is under Juvenile Court jurisdiction, that an investigation is being conducted and of results of the investigation.
• Notify parents (of subject child) of the report and that an investigation is being conducted.
• Notify Juvenile Officer in county of investigation, of impending investigation and of results of investigation.
• Complete investigation jointly with all co-investigators to gather relevant data.
• Interview victim.
• Interview witness(es) named by victim.
• In group situations, where not all children are listed as victims, and at the discretion of the OHI investigator/supervisor, request a representative sample, i.e., 10%, to avoid interviewing a large number of children.  Using judgment, the CA/N investigator may request that the child caring/children placing agency administrator select the children to be interviewed.  However, the CA/N investigator may elect to select the children if the administrator is an alleged perpetrator or otherwise compromises the investigation.
• Arrange for post-investigation conference to review the findings.  Involve Residential Licensing worker in post-investigation conference even if not involved in actual investigation.  Conference may be conducted via telephone if all parties cannot meet in person.  If Children’s Service Worker and Residential Licensing Worker disagree on basic facts after post-investigation conference, contact respective first line supervisors for input.
• Notify parents (of subject child) and alleged perpetrator of results of the investigation per the CS-21.
• Where there has been a co-investigation, the Children’s Service Worker will receive a copy of the residential licensing representative’s written report.

School Employee

• When the alleged perpetrator is a public school teacher or other school employee, the OHI worker shall: Contact appropriate law enforcement agency in order to begin co-investigation.
  • If law enforcement official is available, arrange pre-interview conference to discuss complaint and plans for investigation.
  • If law enforcement official is not available or is unable to conduct co-investigation, proceed with investigation as required.
  • Law enforcement official may join investigation at any time during process.
• Notify CD office in county of jurisdiction if child is in CD care and custody at time of report and of results of investigation.
• Request CD office in county of jurisdiction to notify their Juvenile Office if child is in custody of Juvenile Court of report, that an investigation is being conducted and results of investigation.
• Notify parents (of subject child) of the report and that an investigation is being conducted.
• Complete investigation jointly with all co-investigators to gather relevant data. Arrange post-investigation conference to review findings.
• Interview victim – The interview may not take place in a school building where the abuse allegedly occurred.
• Interview witness(es) named by victim.
• In group situations where not all children are listed as victims, and at the discretion of the OHI investigator/supervisor, request a representative sample, i.e., 10%, to avoid interviewing a large number of children.  Using judgment, the CA/N investigator may request that the school administrator select the children to be interviewed.  However, the CA/N investigator may elect to select the children if the administrator is an alleged perpetrator or otherwise compromises the investigation.
• Consider the superintendent a member of the multidisciplinary team and, as such, the superintendent may be involved in the investigation.
• Notify parents (of subject child) and alleged perpetrator of results of investigation per the CS-21. 

State Schools for the Severely Disabled, Deaf, and Blind         

When a report involves an incident occurring at a State School for the Severely Handicapped, Deaf, or Blind, the respective state superintendent is involved.

Superintendent – State School for the Severely Disabled, Department of Elementary and Secondary Education (DESE), P.O. Box 480, Jefferson City, Missouri 65102
(573-751-4427).

Superintendent – State School for the Blind, 3815 Magnolia, St. Louis, Missouri 63110
(314-776-4320).

Superintendent – State School for the Deaf, 505 East Fifth Street, Fulton, Missouri 65251
(573-592-4000)

The Relay Missouri is 1-800-735-2966 (Telecommunication for the Deaf).

Licensed/Unlicensed Placement Provider

When the alleged perpetrator is a Division licensed or unlicensed placement provider who is currently providing care to children in the care and custody of CD who are Legal Status 1, the Out-of-Home Investigation Unit investigator shall accept the report for investigation.  OHI will investigate reports of abuse/neglect by placement providers of children who were Legal Status 1 at the time the abuse/neglect occurred, even if the alleged victim is not in the home of the alleged perpetrator at the time of the report.

Situations involving alleged abuse or neglect by placement providers of their own children where no other Legal Status 1 children are in the household will be handled by the local county office.  The local county CD office will review the report and determine if it is possible for that county to complete the investigation/ family assessment or if there is a need to request the juvenile court or a neighboring county to complete.

The Child Abuse/Neglect Hotline Unit will notify the OHI Unit or the appropriate circuit manager of the placement provider report by an automatic alert.  The CD staff person assigned to conduct the investigation/family assessment will maintain contact with the local circuit manager/designee throughout the investigation and will notify the CD office in the county having wardship of the alleged victim(s), if different.

• Notify Child Care Licensing at time of report and of results of investigation if the placement provider has applied or is also licensed as a child care facility.
• Notify the Juvenile Court having custody of subject child of report, that an investigation is being conducted, and of results of investigation.
• Notify the resource development worker for the resource family.
• Maintain contact with Juvenile Officer throughout investigation.
• Cooperate with and provide access to any information requested by Juvenile Office that pertains to investigation.
• Notify parents (of subject child) and the alleged perpetrator of the results of investigation per the CS-21.
• A copy of the entire investigation shall be provided to the local office.
• A copy of the OHI-4 will also be sent to the Area Office for the licensing county and, if different, the Area Office of the victim.  Supporting documentation will be made available on request.

Child Care Facility

Child Care Licensing Representatives shall not participate in the investigation of exempt child care facilities.  When child abuse or neglect is alleged to have occurred in a child care setting that has applied for a license, is licensed or registered in which it is confirmed that more than four (4) unrelated children are in care:

• Contact local child care licensing representative or Regional Child Care Supervisor and notify of report.  Request licensing representative to co-investigate.  This includes notification when the report is on the Child Care Provider’s own child(ren).  Notify the licensing representative immediately if at any time during the investigation there is concern about the safety of the children in the family.
  • If licensing representative is available, arrange pre-interview conference to discuss complaint and plans for investigation.
  • If licensing representative is unable to assist in the initial investigation, document and proceed with the investigation as required.  The representative will notify the Children’s Service Worker as soon as possible, in order to join the investigation process.
• Contact appropriate law enforcement agency in order to begin co-investigation.
  • If law enforcement official is available, arrange pre-interview conference to discuss complaint and plans for investigation.
  • If law enforcement official is not available or unable to conduct co-investigation, proceed with investigation as required.  Law enforcement official may join investigation at any time during process.
• Notify CD office in the county of jurisdiction, if child is in CD care and custody, at the time of report and of results of investigation.
• Request CD office in county of jurisdiction to notify the Juvenile Court, if court has custody of subject child, of report, that an investigation is being conducted and of results of investigation.
• Notify parents (of subject child) of the report and that an investigation is being conducted.  If parents indicate a desire to be present during child’s interview, request parent to be present for pre-interview conference.  If parent will be present for the initial interview with the subject child it is recommended the interview be held in the child’s home or a neutral non-threatening environment.  Do not unduly delay the investigation based simply on the wish of the parent to be present.
• Notify Child Care Provider/ Applicant of the report and that an investigation is being conducted.
• Complete investigation jointly with all co-investigators to gather relevant data.
  • Interview victim, the interview may not take place in a child care facility building where the abuse allegedly occurred.
  • Interview witness(es) named by victim.
  • In group situations where not all children are listed as victims, and at the discretion of the OHI investigator/supervisor, request a representative sample, i.e., 10%, to avoid interviewing a large number of children.
  • In regard to a child care center, using judgment, the CA/N investigator may request that the child care center administrator select the children to be interviewed.  However, the CA/N investigator may select the children if the administrator is an alleged perpetrator or otherwise compromises the investigation.
• Arrange for a post-investigation conference to review findings.  Involve Child Care Licensing Representative in post-investigation conference even if not involved in actual investigation.  Under special circumstances, hold conference via telephone.  If Children’s Service Worker and Child Care Licensing Worker disagree on findings and basic facts, contact respective first line supervisors for input.
• Notify local child care licensing representative or Regional Child Care Supervisor in writing, of results, within thirty (30) days.  A minimum report must include the following information:
  • Nature of original CA/N report including form CA/N-1 and OHI-4;
  • Number of children being cared for by provider;
  • Names of children who are subjects of report;
  • A copy of the investigation including determination of the validity of report;
  • Possible child care rule violations or other concerns found which may not be child abuse/neglect.
• Violation of a Child Care Licensing rule does not necessarily constitute CA/N.  Final determination must be based on the legal definition of abuse and neglect found in 210.110 RSMo.
• Receive a copy of the child care licensing representative’s written report where there has been a joint investigation.
• Notify law enforcement official of results of the investigation if he/she has been involved.
• Notify parents (of subject child) and the alleged perpetrator of results of the investigation per the CS-21.
  •  
• In the event that the CA/N finding is reversed or updated based on an administrative or judicial review, inform the licensing worker in writing.
• Complete CA/N-1, CA/N-4, and CS-21.  Send a copy to the case manager, when report was for child not in original county.
• Send the CS-21 when the alleged perpetrator is a CD employee/family member.
• When the child is in facilities licensed or contracted with DYS, DMH, or the Juvenile Court and is not in the custody of DYS, DMH, or the Juvenile Court, send a summary of the report to the Director of DYS or DMH or the Juvenile Officer.  The summary shall include the status, general findings, and the name of the alleged perpetrator.
• Complete record of special investigation including recording of the steps outlined in this procedure within ten (10) days.